N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eugenio Cipolletta

  IRN EXC00247

  • [FCA CF] Client dealing (3 Oct 2022 to 18 Jul 2025)
• Eunice Zenani Akitani

  IRN EXA00195

  • [FCA CF] Client dealing (23 Oct 2023 to 9 Jun 2025)
• Eve-Elise Faidy

  IRN EXF00090

  • [FCA CF] Client dealing (7 Oct 2021 to 12 Aug 2022)
• Evelyn Robert Adrian de Rothschild

  IRN ERD01004

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2004)
  • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
  • CF1 Director (1 Dec 2001 to 31 Mar 2004)
• Evgeniya Bekova

  IRN EXB01560

  • CF30 Customer (16 Oct 2014 to 6 Mar 2016)
• Fabricio Emmanuel Mercier

  IRN FEM01012

  • CF23 Corporate Finance Adviser (18 Nov 2005 to 16 Mar 2007)
• Fabrizia Rizzi

  IRN FXR01174

  • CF30 Customer (31 Oct 2013 to 6 Mar 2016)
• Fady Chammas

  IRN FXC01346

  • CF30 Customer (6 Nov 2013 to 3 Jul 2015)
• Fahir Guler Han

  IRN FGH01008

  • CF30 Customer (9 Sep 2009 to 3 Jun 2011)
• Fara Babaev

  IRN FXB00038

  • [FCA CF] Client dealing (28 Sep 2022 to 1 Mar 2025)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.