N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dusan Milovanovic

  IRN DXM03147

  • [FCA CF] Client dealing (19 Sep 2023 to 14 Nov 2025)
• Dustin Paterson Stevens

  IRN DXS00492

  • [FCA CF] Manager of certification employee (since 17 Sep 2024)
  • [FCA CF] Client dealing (since 25 Jul 2022)
• Dylan Genau

  IRN DXG00533

  • [FCA CF] Client dealing (since 27 Mar 2024)
• Edgar Borg Rodriguez

  IRN EXB12216

  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Edmund Philip Calvert Robins

  IRN EPR01019

  • CF30 Customer (17 May 2017 to 13 Apr 2018)
• Edoardo Fassati

  IRN EXF00076

  • [FCA CF] Manager of certification employee (since 16 May 2022)
  • [FCA CF] Client dealing (since 25 May 2021)
• Edoardo Raffetto

  IRN EXR00128

  • [FCA CF] Client dealing (since 25 Mar 2022)
• Edouard Eric Pascal Marie Veber

  IRN EEV01002

  • CF30 Customer (13 Dec 2012 to 6 Mar 2016)
• Eduardo Glennie

  IRN EXG01419

  • CF30 Customer (20 Feb 2017 to 30 Nov 2017)
• Edward Alan John George

  IRN EAG01026

  • CF2 Non Executive Director (16 Feb 2004 to 18 Apr 2009)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.