N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derk Bottema

  IRN DXB00661

  • [FCA CF] Client dealing (31 May 2022 to 17 May 2024)
• Devarshi Ray

  IRN DXR01691

  • CF30 Customer (30 Apr 2012 to 5 May 2014)
• Dhairya Kapadia

  IRN DXK00101

  • [FCA CF] Client dealing (31 Dec 2020 to 31 Dec 2021)
• Diego Scotto di Santolo

  IRN DXS00434

  • [FCA CF] Client dealing (since 5 Nov 2024)
• Dieter Veit

  IRN DXV01029

  • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Dimitri Chtchavleev

  IRN DXC01804

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF23 Corporate Finance Adviser (14 Nov 2006 to 31 Oct 2007)
• Dimitrios Andreas Contraros

  IRN DAC01306

  • CF30 Customer (7 Oct 2016 to 31 Aug 2018)
• Dimitrios Emmanouil Papadoukakis

  IRN DXP00184

  • [FCA CF] Client dealing (31 Dec 2020 to 30 Jun 2021)
• Dimitrios Iroidis

  IRN DXI01063

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • CF30 Customer (4 Feb 2008 to 6 Mar 2016)
• Dionne Geisen

  IRN DXG00094

  • [FCA CF] Client dealing (since 15 Jul 2025)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.