N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Whittaker

  IRN CXW01519

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
• Christopher William Bath

  IRN CWB01035

  • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Christopher William MacGregor

  IRN CWM01034

  • CF23 Corporate Finance Adviser (7 Oct 2002 to 5 Aug 2005)
• Christos Grigoriadis

  IRN CXG00603

  • [FCA CF] Client dealing (24 Apr 2025 to 7 Nov 2025)
• Chukwudiebube Amadi

  IRN CXA00416

  • [FCA CF] Client dealing (since 7 Apr 2025)
• Chun Meng Nolan

  IRN CMN01034

  • CF30 Customer (4 Jan 2010 to 20 May 2011)
• Ciaran John Cleary

  IRN CXC00209

  • [FCA CF] Client dealing (31 Dec 2020 to 26 Jun 2024)
• Claire Annie Hoey

  IRN CAH01168

  • CF30 Customer (18 Nov 2009 to 10 Feb 2011)
• Claire Nicola Livingstone

  IRN CNL01015

  • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)
• Claire Rachel Suddens-Spiers

  IRN CRS01051

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 21 May 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.