N. M. ROTHSCHILD & SONS LIMITED

Date authorised
1 April 2013
Companies House
00925279
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Advice to retail clients is limited to corporate finance business only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Camilla Jane Hughes

    IRN CJH01148

    • [FCA CF] Client dealing (6 Oct 2021 to 17 Aug 2023)
  • Campbell Stewart

    IRN CXS14824

    • [FCA CF] Client dealing (31 Dec 2020 to 31 Mar 2022)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • Candice Berman

    IRN CXB00478

    • [FCA CF] Client dealing (25 Jul 2022 to 7 Jun 2023)
  • Caoimhe Dunne

    IRN CXD00682

    • [FCA CF] Client dealing (since 9 Oct 2025)
  • Carl D'Souza

    IRN CXD01910

    • CF30 Customer (12 Oct 2016 to 28 Sep 2018)
  • Carl Gustav Georg von Heijne

    IRN CGV01006

    • CF30 Customer (13 Jan 2010 to 18 Apr 2012)
  • Carl Philip Levin

    IRN CXL00435

    • [FCA CF] Client dealing (2 Oct 2023 to 30 Apr 2024)
  • Carl Viktor Emanuel Norin

    IRN CVN01005

    • [FCA CF] Client dealing (31 Dec 2020 to 19 Jun 2025)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 19 Jun 2025)
    • CF30 Customer (9 Jun 2014 to 6 Mar 2016)
  • Carlo Paglioli

    IRN CXP00637

    • [FCA CF] Client dealing (10 Apr 2024 to 17 Dec 2024)
  • Carlos Santos

    IRN CXS01656

    • CF30 Customer (1 Nov 2007 to 27 Feb 2015)
    • CF23 Corporate Finance Adviser (4 Oct 2006 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.