N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arman Erol Topchu

  IRN AXT00759

  • [FCA CF] Client dealing (8 Apr 2025 to 27 Jan 2026)
• Arnaud Le Coguic

  IRN AXL01707

  • CF30 Customer (13 Aug 2014 to 6 Mar 2016)
• Arnaud Philippe Henri Goure

  IRN AXG01043

  • [FCA CF] Client dealing (since 8 May 2025)
• Arpan Pal

  IRN AXP03037

  • [FCA CF] Client dealing (31 Dec 2020 to 19 Dec 2023)
  • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
• Arsalan Karamat

  IRN AXK00823

  • [FCA CF] Manager of certification employee (since 5 Feb 2024)
  • [FCA CF] Client dealing (since 5 Feb 2024)
• Artem Katilov

  IRN AXK14519

  • [FCA CF] Client dealing (31 Dec 2020 to 24 Jun 2022)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)
• Arthur Chow

  IRN AXC01379

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 29 Sep 2006)
• Arthur Valentine Clark

  IRN AXC01130

  • [FCA CF] Client dealing (since 17 Oct 2024)
• Arthur van der Does de Willebois

  IRN AXV00177

  • [FCA CF] Client dealing (since 30 May 2023)
• Arvind Rajaraman

  IRN AXR00520

  • [FCA CF] Client dealing (4 May 2023 to 29 Feb 2024)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.