N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Michael Ackers

  IRN AMA01243

  • [FCA CF] Client dealing (31 Dec 2020 to 31 Aug 2021)
  • CF30 Customer (20 Jan 2016 to 6 Mar 2016)
• Anthony Michael Vaughan Salz

  IRN AMS01274

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF1 Director (9 Aug 2006 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (9 Aug 2006 to 31 Oct 2007)
• Anthony Peter Osbourne Bell

  IRN APB01163

  • CF23 Corporate Finance Adviser (10 Nov 2006 to 5 Apr 2007)
• Anthony Vivian Allen

  IRN AVA01002

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2002)
• Anthony William Bird

  IRN AWB01050

  • [FCA CF] Client dealing (since 31 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Antoine Henrik Raoul Perusat

  IRN AXP01173

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Antoine Jean-Baptiste Dominique Bonhert

  IRN AXB00845

  • [FCA CF] Client dealing (14 Sep 2021 to 9 Dec 2022)
• Antoine Lalli

  IRN AXL00385

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Antoine Laurent Paris

  IRN ALP01074

  • CF30 Customer (17 Feb 2015 to 6 Mar 2016)
• Antoine Pascal Lejeune

  IRN APL01056

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (3 Aug 2004 to 7 Dec 2006)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.