N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrea Pedevilla

  IRN AXP01051

  • [FCA CF] Client dealing (since 29 Oct 2024)
• Andreas Holm Theilgaard

  IRN AHT01049

  • CF30 Customer (18 May 2012 to 29 Jul 2013)
• Andreas Raffel

  IRN AXR01383

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (22 Mar 2002 to 31 Oct 2007)
• Andreas Rands

  IRN AXR01284

  • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2001)
• Andreas Raymond Dombret

  IRN ARD01067

  • CF23 Corporate Finance Adviser (7 May 2002 to 30 Sep 2005)
• Andreas Storm Tjelland Larsen

  IRN AXL00833

  • [FCA CF] Client dealing (since 23 Oct 2025)
• Andrei Brougham

  IRN AXB02391

  • [FCA CF] Client dealing (1 Sep 2021 to 12 Dec 2025)
• Andrew Bootle-Wilbraham

  IRN AXB01531

  • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
• Andrew Charles Spikins

  IRN ACS01183

  • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
  • CF23 Corporate Finance Adviser (27 Nov 2006 to 31 Oct 2007)
• Andrew Christopher Simpson

  IRN ACS01094

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Jun 2003)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.