N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amelia Jane Rosenberg

  IRN AJR01440

  • CF30 Customer (29 Jun 2018 to 19 Jul 2019)
• Amir Edward Robert Taylor

  IRN AET01043

  • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
  • CF23 Corporate Finance Adviser (21 Dec 2005 to 31 Oct 2007)
• Amit Joshi

  IRN AXJ01814

  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
• Amoafo Yaw Anim-Addo

  IRN AYA01004

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF23 Corporate Finance Adviser (15 Jun 2005 to 31 Oct 2007)
• Amy Elizabeth Mihangel

  IRN AEA01034

  • CF30 Customer (14 Dec 2011 to 16 Aug 2013)
• Amy Elizabeth Wells

  IRN AEB01123

  • CF30 Customer (6 Jul 2011 to 6 Mar 2016)
• Amy Gunning

  IRN AXG01991

  • CF30 Customer (14 May 2010 to 22 Oct 2012)
• Amy Williams

  IRN AXW00417

  • [FCA CF] Client dealing (since 25 Jul 2022)
• Amynta Rimmer

  IRN AXR00910

  • [FCA CF] Client dealing (since 3 Apr 2024)
• Ana Paredes

  IRN AXP01764

  • CF30 Customer (1 Nov 2007 to 18 Jun 2010)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.