N. M. ROTHSCHILD & SONS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Buy-to-Let Start Date
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Buy-to-Let End Date
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Buy-to-Let Status
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Manuel De Lacalle
IRN MXD02597
- (38)CF30 Customer (10 Oct 2016 to 14 Apr 2017)
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Manuel Menduina
IRN MXM02794
- (159)CF30 Customer (26 Jul 2011 to 3 Apr 2013)
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Marc John Thatcher
IRN MJT01100
- (908)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)
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Marc Lee Booker
IRN MLB01043
- (876)CF21 Investment Adviser (1 Dec 2001 to 10 Oct 2003)
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Marc Schultz
IRN MXS01632
- (634)CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Mar 2002)
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Marc William Middleton
IRN MWM01034
- (658)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- (659)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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Marc-Olivier Emmanuel Daniel Michel Laurent
IRN MEL01066
- (240)CF29 Significant management (19 Sep 2016 to 9 Nov 2017)
- (239)CF30 Customer (19 Sep 2016 to 9 Nov 2017)
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Marcel Hren
IRN MXH03443
- (228)[FCA CF] Client dealing (since 12 May 2026)
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Marcella Silvia Ferreira Siqueira
IRN MXF09461
- (1538)[FCA CF] Manager of certification employee (20 Apr 2021 to 5 Feb 2024)
- (1537)[FCA CF] Client dealing (31 Dec 2020 to 5 Feb 2024)
- (1536)CF30 Customer (14 Dec 2018 to 8 Dec 2019)
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Marcello Gabriele Arturo Stroppa
IRN MGS01135
- (1766)CF30 Customer (14 May 2012 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (550)[FCA CF] Client dealing
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controlled function added: (549)[FCA CF] Client dealing
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controlled function added: (548)[FCA CF] Client dealing
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controlled function added: (547)[FCA CF] Client dealing
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controlled function added: (546)[FCA CF] Client dealing
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controlled function added: (545)[FCA CF] Client dealing
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controlled function added: (544)[FCA CF] Client dealing
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controlled function added: (543)[FCA CF] Client dealing
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controlled function added: (542)[FCA CF] Client dealing
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controlled function added: (541)[FCA CF] Client dealing