Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Piers Curle
IRN PNC01018
- (1822)CF21 Investment Adviser (1 Dec 2001 to 26 May 2003)
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Pieter Jan Luk Houlleberghs
IRN PJH01379
- (412)CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- (413)CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
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Pieter Michiel Andre van der Staay
IRN PMV01024
- (53)CF30 Customer (17 Sep 2015 to 6 Mar 2016)
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Pietro Franchi
IRN PXF01395
- (1454)[FCA CF] Client dealing (31 Dec 2020 to 18 Nov 2022)
- (1453)CF30 Customer (15 Oct 2014 to 6 Mar 2016)
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Plamen Kovachev
IRN PXK00252
- (1420)[FCA CF] Client dealing (29 Mar 2022 to 30 Mar 2022)
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Pranav Shyam Prasad
IRN PXP00320
- (1270)[FCA CF] Client dealing (3 Aug 2023 to 28 Jun 2024)
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Praniti Agarwal
IRN PXA00052
- (530)[FCA CF] Client dealing (since 21 Jul 2025)
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Prithvi Boggavaram
IRN PXB00381
- (1092)[FCA CF] Client dealing (19 Aug 2021 to 9 May 2023)
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Qiangshen Yan
IRN QXY01010
- (73)CF30 Customer (20 Apr 2015 to 30 Sep 2015)
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Qinghui Hua
IRN QXH00011
- (1317)[FCA CF] Client dealing (19 Apr 2023 to 10 Oct 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (390)[FCA CF] Client dealing
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controlled function added: (389)[FCA CF] Client dealing
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controlled function added: (388)[FCA CF] Client dealing
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controlled function added: (387)[FCA CF] Client dealing
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controlled function added: (386)[FCA CF] Client dealing
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controlled function added: (385)[FCA CF] Client dealing
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controlled function added: (384)[FCA CF] Client dealing
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controlled function added: (383)[FCA CF] Client dealing
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controlled function added: (382)[FCA CF] Client dealing
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controlled function added: (381)[FCA CF] Client dealing