Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philippe Jean Yves Le Baquer
IRN PJL01107
- (203)[FCA CF] Client dealing (since 31 Dec 2020)
- (2027)CF30 Customer (27 Oct 2008 to 6 Mar 2016)
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Philippe Maurice Leopold
IRN PXL01173
- (810)CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Jan 2006)
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Philippe Trembovelski
IRN PXT01534
- (1439)CF30 Customer (21 Jan 2015 to 6 Mar 2016)
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Philomena Zhao Yen Lip
IRN PZL01001
- (1061)CF30 Customer (16 Jun 2018 to 18 Apr 2019)
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Pia Marlene Horn
IRN PMH01170
- (2151)[FCA CF] Client dealing (31 Dec 2020 to 23 Jun 2025)
- (2150)CF30 Customer (16 May 2018 to 8 Dec 2019)
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Pico Andre Rene Baron van Heemstra
IRN PXV00093
- (412)[FCA CF] Client dealing (since 20 Nov 2023)
- (413)[FCA CF] Manager of certification employee (since 20 Nov 2023)
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Pierre Andre Jean-Marie Cazes-Regimbeau
IRN PXC19167
- (2077)[FCA CF] Client dealing (31 Dec 2020 to 30 Sep 2023)
- (2076)CF30 Customer (23 Aug 2019 to 8 Dec 2019)
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Pierre Bourderye
IRN PXB01384
- (1422)CF30 Customer (1 Nov 2007 to 20 May 2011)
- (1423)CF23 Corporate Finance Adviser (19 Oct 2007 to 31 Oct 2007)
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Pierre Marie Henri François Gosset
IRN PMG01117
- (54)CF30 Customer (9 Jul 2015 to 6 Mar 2016)
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Piers Anthony d'Anyers Willis
IRN PAW01248
- (74)CF30 Customer (14 Apr 2015 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (430)[FCA CF] Client dealing
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controlled function added: (429)[FCA CF] Client dealing
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controlled function added: (428)[FCA CF] Client dealing
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controlled function added: (427)[FCA CF] Client dealing
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controlled function added: (426)[FCA CF] Client dealing
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controlled function added: (425)[FCA CF] Client dealing
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controlled function added: (424)[FCA CF] Client dealing
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controlled function added: (423)[FCA CF] Client dealing
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controlled function added: (422)[FCA CF] Client dealing
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controlled function added: (421)[FCA CF] Client dealing