N. M. ROTHSCHILD & SONS LIMITED

Date authorised
1 April 2013
Companies House
00925279
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Advice to retail clients is limited to corporate finance business only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mayla Razzouk

    IRN MXR00395

    • (1722)[FCA CF] Client dealing (16 Aug 2021 to 31 Jul 2024)
  • Mazdak Sanii

    IRN MXS02721

    • (209)CF30 Customer (7 Jun 2010 to 15 Aug 2014)
  • Meida Matkeviciute

    IRN MXM02863

    • (1800)CF30 Customer (30 Mar 2015 to 6 Mar 2016)
  • Mengdi Li

    IRN MXL02327

    • (18)CF30 Customer (24 May 2017 to 13 Apr 2018)
  • Mengfan Hou

    IRN MXH02460

    • (1723)CF30 Customer (15 Dec 2016 to 15 Jun 2018)
  • Meyrick Cox

    IRN MXC01333

    • (183)CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • (184)CF23 Corporate Finance Adviser (18 Sep 2002 to 31 Oct 2007)
  • Mia Day

    IRN MXD00353

    • (534)[FCA CF] Client dealing (since 7 Jun 2021)
  • Micha Bijan Feridoun-Far

    IRN MXF00664

    • (235)[FCA CF] Client dealing (since 16 Apr 2026)
  • Michael Abarbanel

    IRN MXA04287

    • (261)[FCA CF] Client dealing (since 19 Jan 2026)
  • Michael Andrew Scott

    IRN MAS01390

    • (271)CF30 Customer (21 Feb 2008 to 31 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (480)[FCA CF] Client dealing

  2. controlled function added: (479)[FCA CF] Client dealing

  3. controlled function added: (478)[FCA CF] Client dealing

  4. controlled function added: (477)[FCA CF] Client dealing

  5. controlled function added: (476)[FCA CF] Client dealing

  6. controlled function added: (475)[FCA CF] Client dealing

  7. controlled function added: (474)[FCA CF] Client dealing

  8. controlled function added: (473)[FCA CF] Client dealing

  9. controlled function added: (472)[FCA CF] Client dealing

  10. controlled function added: (471)[FCA CF] Client dealing

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