Date authorised
1 April 2013
Companies House
03019643
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Prospect House
    Prospect Road
    Halesowen
    West Midlands
    B62 8DU
    UNITED KINGDOM
    Phone
    +443301002337
  • Complaints Contact

    Prospect House
    Prospect Road
    Halesowen
    West Midlands
    B62 8DU
    UNITED KINGDOM
    Phone
    +443301002337

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Charles Marshall O'Donovan

    IRN MXO00133

    • [FCA CF] Significant management (22 Oct 2020 to 28 Jun 2024)
  • Michael Samuel Lloyd

    IRN MSL01070

    • Responsible for Insurance Distribution (since 31 Dec 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
  • Nutan Joanna Rajguru

    IRN NJR01160

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (23 Jul 2018 to 8 Dec 2019)
  • Oliver South

    IRN OXS00064

    • [FCA CF] Significant management (9 Dec 2019 to 19 Jan 2024)
  • Patrick James Quinn

    IRN PJQ01013

    • SMF1 Chief Executive (1 Jun 2020 to 31 Dec 2025)
    • Responsible for Insurance Distribution (1 Jun 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
    • CF1 Director (14 Mar 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Patrick Joseph Quinn

    IRN PJQ01012

    • CF1 Director (14 Jan 2005 to 20 Jan 2017)
  • Paul Pugal

    IRN PXP01955

    • CF1 Director (18 Jan 2017 to 27 Mar 2018)
  • Roger Charles Ramsden

    IRN RCR01037

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2020)
    • CF1 Director (6 Nov 2018 to 8 Dec 2019)
    • CF3 Chief Executive (6 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (6 Nov 2018 to 28 Feb 2020)
  • Samantha Bibbey

    IRN SXB01797

    • [FCA CF] Significant management (19 Jan 2024 to 26 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mumsnet Limited (no longer appointed)

    FRN 770518 · Appointed 26 Apr 2018 · Until 29 Oct 2020

  • South Essex College (no longer appointed)

    FRN 805672 · Appointed 4 Apr 2018 · Until 7 Oct 2020

  • MIDRIVE LIMITED (no longer appointed)

    FRN 774625 · Appointed 3 Apr 2018 · Until 6 Sep 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.