Date authorised
21 December 2017
Companies House
09906953
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryce Protheroe

    IRN BXP00141

    • [FCA CF] Functions requiring qualifications (3 Aug 2021 to 31 Jan 2022)
  • Charlotte Kate Oakley

    IRN CXO00030

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Mar 2021)
  • Iain Charles Carter

    IRN ICC01053

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 20 Dec 2017)
    • Responsible for Insurance Mediation (20 Dec 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)
    • CF1 Director (20 Dec 2017 to 8 Dec 2019)
  • Jack Peter Humphries

    IRN JXH00293

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Jan 2024)
  • Richard Branson

    IRN RXB00224

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

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