Date authorised
1 April 2013
Companies House
05545292
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roy Peter Partington

    IRN RPP01043

    • CF2 Non Executive Director (12 Jun 2018 to 8 Dec 2019)
    • CF1 Director (26 Feb 2010 to 12 Jun 2018)
    • Responsible for Insurance Mediation (26 Feb 2010 to 12 Jun 2018)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Thomas Charles Bridgen

    IRN TCB01093

    • CF1 Director (AR) (16 Mar 2016 to 1 Jul 2020)
  • Thomas David O'Connor

    IRN TDO00006

    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2021)
    • CF1 Director (25 Jun 2019 to 8 Dec 2019)
  • Thomas Meredith Plews

    IRN TMP01041

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • CF1 Director (22 Feb 2016 to 8 Dec 2019)
  • Warren Downey

    IRN WXD01086

    • CF1 Director (AR) (since 16 Sep 2024)
    • SMF3 Executive Director (21 Jul 2022 to 10 Mar 2026)
    • SMF1 Chief Executive (21 Jul 2022 to 29 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.