Date authorised
2 December 2014
Companies House
OC391377
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Warwick Street
    London
    Westminster
    W1B 5LR
    UNITED KINGDOM
    Phone
    +447918719300
  • Complaints Contact

    1 Warwick Street
    London
    W1B 5LR
    UNITED KINGDOM
    Phone
    +447918719300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chandar Lal

    IRN CXL00629

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • David Michael Oglesby

    IRN DXO00090

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Michael Hilary Chalfen

    IRN MHC01032

    • CF4 Partner (2 Dec 2014 to 31 Mar 2018)
    • CF30 Customer (2 Dec 2014 to 31 Mar 2018)
  • Simon David Levene

    IRN SDL01052

    • [FCA CF] Client dealing (since 20 Apr 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
    • CF4 Partner (2 Dec 2014 to 8 Dec 2019)
  • Toby Rufus Coppel

    IRN TRC01048

    • [FCA CF] Client dealing (since 20 Apr 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (2 Dec 2014 to 8 Dec 2019)
    • CF4 Partner (2 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.