Date authorised
1 April 2013
Companies House
03852444
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hanover Street
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200
  • Complaints Contact

    8 Hanover St
    London
    W1S 1YQ
    UNITED KINGDOM
    Phone
    +442039285200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Corentin Claude Edouard Tarlier

    IRN CCT01053

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 May 2016 to 8 Dec 2019)
  • Deborah Anne Dias

    IRN DAD01062

    • CF27 Investment Management (1 Jan 2002 to 2 Feb 2004)
    • CF26 Customer Trading (1 Jan 2002 to 2 Feb 2004)
    • CF21 Investment Adviser (1 Jan 2002 to 2 Feb 2004)
  • Duncan Lidgitt

    IRN DXL00204

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Edward Patrick Samuel Morse

    IRN EPM01026

    • CF30 Customer (18 Jul 2011 to 11 Oct 2016)
  • Eleonora Astori

    IRN EXA01266

    • CF30 Customer (2 Sep 2013 to 13 Apr 2015)
  • Ellinor Fitzgibbon

    IRN EXF00062

    • [FCA CF] Significant management (9 Dec 2019 to 10 Oct 2025)
  • Erick Jean Christophe Müller

    IRN EJM01148

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
  • Ersilia Tagliavini

    IRN EXT01175

    • Director of firm who is not a certification employee or a SMF manager (since 8 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 8 Sep 2022)
    • CF1 Director (7 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2011 to 22 Jun 2016)
  • Fabrizio Pagani

    IRN FXP01351

    • CF30 Customer (24 Aug 2018 to 8 Dec 2019)
  • Ferdie Voorspury

    IRN FXV00020

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.