Date authorised
11 November 2015
Companies House
09418809
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    H W Fisher & Co
    Acre House 11-15
    William Road
    London
    Camden
    NW1 3ER
    UNITED KINGDOM
    Phone
    +351911081446
  • Complaints Contact

    H W Fisher & Co
    Acre House 11-15
    William Road
    London
    Camden
    NW1 3ER
    UNITED KINGDOM
    Phone
    +351911081446

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Aidan John Pitt

    IRN AAP01086

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
    • CF1 Director (11 Nov 2015 to 8 Dec 2019)
  • Maxim Streltses

    IRN MXS02525

    • CF30 Customer (11 Nov 2015 to 7 Jun 2016)
  • Orlando Henry Lewis Wigan

    IRN OHW01002

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2015 to 8 Dec 2019)
    • CF1 Director (11 Nov 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.