Date authorised
11 March 1987
Companies House
01328742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Fen Court
    London
    England
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402078863900
  • Complaints Contact

    1 Fen Court
    London
    EC3M 5BN
    UNITED KINGDOM
    Phone
    +4402078863908

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sara Roberts

    IRN SXR00868

    • [FCA CF] Significant management (1 Sep 2024 to 1 Mar 2025)
  • Sarah Ainscough

    IRN SXA03592

    • [FCA CF] Significant management (since 31 Mar 2026)
  • Scott Harris

    IRN SXH00944

    • [FCA CF] Material risk taker (since 6 Feb 2023)
  • Silvi Sinclair

    IRN SXS05277

    • SMF7 Group Entity Senior Manager (23 Sep 2024 to 7 Mar 2025)
  • Simba Zvauya

    IRN SXZ00082

    • [FCA CF] Material risk taker (since 6 Feb 2023)
  • Simon Charles Parnell

    IRN SXP44909

    • [FCA CF] Significant management (10 Dec 2018 to 1 May 2020)
  • Stefan Golling

    IRN SXG00369

    • SMF7 Group Entity Senior Manager (4 Oct 2021 to 24 Jan 2023)
  • Stephan Heinrich Herrmann

    IRN SHH01062

    • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (29 Nov 2018 to 9 Dec 2018)
  • Stephanie Deml

    IRN SXD00667

    • [FCA CF] Material risk taker (1 Mar 2023 to 30 Sep 2024)
  • Stuart Newcombe

    IRN SXN00294

    • [FCA CF] Material risk taker (6 Feb 2023 to 31 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.