MUFG Securities EMEA plc

• Principal Place of Business

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075771000

  Web

  https://www.mufgemea.com

• Complaints Contact

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075774227

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shigeaki Kitabatake

  IRN SXK01178

  • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
• Shigehiro Korenaga

  IRN SXK01455

  • CF21 Investment Adviser (1 Dec 2005 to 24 Mar 2006)
  • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 1 Dec 2005)
• Shigeyasu Kasamatsu

  IRN SXK01389

  • CF1 Director (22 Jul 2008 to 22 Apr 2010)
  • CF2 Non Executive Director (4 Aug 2004 to 2 Dec 2005)
• Shingo Jean-Pierre Potier De La Morandiere

  IRN SXP01191

  • CF30 Customer (1 Nov 2007 to 29 May 2008)
  • CF21 Investment Adviser (26 Oct 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 26 Oct 2002)
• Shingo Ninomaru

  IRN SXN01126

  • CF29 Significant management (1 Oct 2008 to 15 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 15 Jan 2009)
  • CF1 Director (28 Jan 2003 to 1 Sep 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (28 Jan 2003 to 18 Jun 2003)
  • CF21 Investment Adviser (1 Dec 2002 to 31 Oct 2007)
• Shingo Nomura

  IRN SXN01388

  • CF30 Customer (3 May 2012 to 6 Mar 2016)
• Shintaro Chomaru

  IRN SXC02492

  • CF30 Customer (8 Dec 2014 to 6 Mar 2016)
• Shiori Iwasaki

  IRN SXI00186

  • [FCA CF] Client dealing (since 17 Oct 2025)
• Shoichi Hikota

  IRN SXH01964

  • CF29 Significant management (8 May 2009 to 7 Apr 2010)
• Shoji Nakano

  IRN SXN01115

  • CF2 Non Executive Director (14 Jul 2011 to 3 Oct 2014)

No changes recorded yet.