MUFG Corporate Markets Trustees (UK) Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to transaction-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Craig Norman Valentine

  IRN CNV01002

  • [FCA CF] Manager of certification employee (6 Sep 2023 to 8 May 2025)
  • [FCA CF] Client dealing (8 Dec 2020 to 8 May 2025)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
• Daniel Butcher

  IRN DXB00505

  • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 4 Sep 2023)
• Daniel Smith

  IRN DXS00604

  • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 5 Sep 2023)
• Danielle Myring

  IRN DXM00429

  • [FCA CF] Manager of certification employee (7 Jun 2021 to 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 1 Jun 2022)
• Darren Curtis

  IRN DXC00389

  • [FCA CF] Functions requiring qualifications (13 May 2021 to 5 Sep 2023)
• Darren Mark Smith

  IRN DMS01265

  • SMF16 Compliance Oversight (3 Apr 2023 to 1 Mar 2024)
• Darren Nicholls

  IRN DXN00082

  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (26 Apr 2021 to 6 Sep 2023)
• David Hadley Edwards

  IRN DHE01015

  • CF1 Director (26 Aug 2011 to 31 Jul 2012)
• David Hedgcombe

  IRN DXH00424

  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 31 Mar 2021)
• David Kent

  IRN DXK00135

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Jul 2021)

• Issues Direct Plc (no longer appointed)

  FRN 218880 · Appointed 17 Sep 2002 · Until 13 Apr 2006

No changes recorded yet.