MUFG Corporate Markets Trustees (UK) Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to transaction-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rebecca Thea Thompson

  IRN RXT00103

  • [FCA CF] Functions requiring qualifications (26 Aug 2022 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (26 Aug 2022 to 31 Oct 2022)
• Robert Bayley

  IRN RXB00592

  • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 14 Apr 2022)
• Robert Charles Coyle

  IRN RCC01039

  • CF1 Director (1 Dec 2001 to 6 Aug 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Aug 2004)
  • CF3 Chief Executive (1 Dec 2001 to 6 Aug 2004)
• Robert Thomas Ludlow

  IRN RTL01022

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Jul 2022)
• Romana Mushtaq

  IRN RXM00752

  • [FCA CF] Functions requiring qualifications (15 Aug 2022 to 5 Sep 2023)
• Ronald Eric Jewell

  IRN REJ01015

  • CF2 Non Executive Director (11 Jul 2007 to 28 Mar 2008)
  • CF3 Chief Executive (23 Sep 2004 to 6 May 2005)
  • CF8 Apportionment and Oversight (23 Sep 2004 to 6 May 2005)
  • CF1 Director (1 Dec 2001 to 11 Jul 2007)
• Ryan Frooms

  IRN RXF00151

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Sep 2023)
• Sam Ashton

  IRN SXA00898

  • SMF16 Compliance Oversight (since 11 Jun 2024)
• Samuel Martindale

  IRN SXM00766

  • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 31 Jan 2022)
• Sandra Francis

  IRN SXF00236

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 19 Oct 2021)

• Issues Direct Plc (no longer appointed)

  FRN 218880 · Appointed 17 Sep 2002 · Until 13 Apr 2006

No changes recorded yet.