MUFG Corporate Markets Trustees (UK) Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to transaction-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Marilyn Lesley Bassett

  IRN MLB01033

  • CF11 Money Laundering Reporting (10 May 2005 to 31 Dec 2005)
  • CF10 Compliance Oversight (10 May 2005 to 31 Dec 2005)
• Mark Daw

  IRN MXD00441

  • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 2 Sep 2022)
• Mark James Cleland

  IRN MJC01615

  • CF1 Director (8 Feb 2013 to 19 Feb 2014)
• Martin Cottrell

  IRN MXC00550

  • [FCA CF] Manager of certification employee (30 Nov 2020 to 30 Sep 2021)
• Martin John Dale

  IRN MJD01312

  • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2022)
  • CF11 Money Laundering Reporting (1 Jan 2006 to 12 Jun 2012)
  • CF10 Compliance Oversight (1 Jan 2006 to 8 Dec 2019)
• Matthew Woods

  IRN MXW00987

  • [FCA CF] Material risk taker (since 2 Dec 2024)
• Maureen Louise Hadaway

  IRN MLH01094

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
  • CF1 Director (6 Feb 2013 to 8 Dec 2019)
• Michael Bradley

  IRN MXB00641

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 14 Jun 2021)
• Michael Butler

  IRN MXB00507

  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 31 Dec 2021)
• Michael Emmett

  IRN MXE00141

  • [FCA CF] Manager of certification employee (30 Nov 2020 to 30 Sep 2021)

• Issues Direct Plc (no longer appointed)

  FRN 218880 · Appointed 17 Sep 2002 · Until 13 Apr 2006

No changes recorded yet.