MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yuki Inanaga

    IRN YXI01034

    • (223)CF21 Investment Adviser (22 Apr 2003 to 23 May 2003)
  • Yuki Mitani

    IRN YXM01171

    • (483)CF30 Customer (14 Mar 2013 to 18 Oct 2014)
  • Yuko Iijima

    IRN YXI01066

    • (667)[FCA CF] Manager of certification employee (since 6 Oct 2025)
    • (666)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1200)CF30 Customer (30 Mar 2012 to 6 Mar 2016)
  • Yulia Fedoryuk

    IRN YXF00014

    • (3)[FCA CF] Material risk taker (since 4 May 2022)
    • (2)[PRA CF] Significant risk taker or Material risk taker (since 4 May 2022)
  • Yumi Yokoyama

    IRN YXY70653

    • (682)[FCA CF] Material risk taker (13 Oct 2022 to 17 Apr 2023)
    • (680)[PRA CF] Significant risk taker or Material risk taker (13 Oct 2022 to 17 Apr 2023)
    • (681)[FCA CF] Client dealing (7 Mar 2016 to 17 Apr 2023)
  • Yuriko Yanada

    IRN YXY00040

    • (881)[FCA CF] Client dealing (19 Jul 2022 to 9 May 2025)
  • Yushi Ito

    IRN YXI01052

    • (125)CF30 Customer (12 May 2009 to 13 Apr 2012)
  • Yusuke Sakishima

    IRN YXS00015

    • (931)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2020 to 28 Feb 2023)
    • (932)[FCA CF] Material risk taker (10 Dec 2020 to 28 Feb 2023)
  • Yusuke Takakuwa

    IRN YXT70670

    • (1397)[FCA CF] Client dealing (4 Apr 2018 to 22 Feb 2020)
  • Yusuke Ushimaru

    IRN YXU01020

    • (22)CF30 Customer (7 May 2014 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Mitsubishi Bank Ltd

  2. trading name added: The Bank of Tokyo-Mitsubishi Ltd

  3. trading name added: The Bank of Tokyo-Mitsubishi Limited

  4. trading name added: The Bank of Tokyo Mitsubishi UFJ Limited

  5. controlled function added: (735)SMF16 Compliance Oversight

  6. controlled function added: (734)SMF22 Other Local Responsibility

  7. controlled function added: (733)SMF24 Chief Operations

  8. controlled function added: (732)SMF5 Head of Internal Audit

  9. controlled function added: (731)SMF4 Chief Risk

  10. controlled function added: (730)SMF24 Chief Operations

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