MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tom Sebastian John Cannon

    IRN TXC00501

    • (136)[FCA CF] Client dealing (since 7 Jul 2025)
  • Tom Vickers

    IRN TXV00104

    • (57)[FCA CF] Material risk taker (since 6 Feb 2026)
    • (56)[PRA CF] Significant risk taker or Material risk taker (since 6 Feb 2026)
  • Tomas Alexander Tveit

    IRN TAT01025

    • (694)[PRA CF] Significant risk taker or Material risk taker (28 Sep 2020 to 17 Apr 2023)
    • (696)[FCA CF] Material risk taker (28 Sep 2020 to 17 Apr 2023)
    • (695)[FCA CF] Client dealing (9 Jan 2017 to 17 Apr 2023)
  • Tomasz Ciesielski

    IRN TXC01306

    • (146)CF30 Customer (1 Nov 2007 to 9 Feb 2011)
    • (147)CF23 Corporate Finance Adviser (26 Oct 2007 to 31 Oct 2007)
  • Tommaso Da Pozzo

    IRN TXD70596

    • (683)[FCA CF] Manager of certification employee (since 2 Feb 2024)
    • (682)[FCA CF] Client dealing (since 10 Jul 2017)
  • Tomohiko Nagaya

    IRN TXN01100

    • (260)CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • (262)CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
    • (261)CF26 Customer Trading (4 Mar 2004 to 31 Oct 2007)
  • Tomohiro Sakai

    IRN TXS01349

    • (135)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • (136)CF26 Customer Trading (1 Jan 2006 to 31 Oct 2007)
  • Tomokazu Tanigawa

    IRN TXT01215

    • (55)CF30 Customer (1 Nov 2007 to 27 Nov 2009)
    • (56)CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Tomoki Kumada

    IRN TXK00222

    • (806)[PRA CF] Significant risk taker or Material risk taker (15 Jun 2023 to 11 Apr 2025)
    • (807)[FCA CF] Material risk taker (15 Jun 2023 to 11 Apr 2025)
  • Tomoki Ohashi

    IRN TXO01116

    • (87)CF21 Investment Adviser (5 Jun 2007 to 27 Oct 2007)
    • (86)CF26 Customer Trading (27 Apr 2004 to 27 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Mitsubishi Bank Ltd

  2. trading name added: The Bank of Tokyo-Mitsubishi Ltd

  3. trading name added: The Bank of Tokyo-Mitsubishi Limited

  4. trading name added: The Bank of Tokyo Mitsubishi UFJ Limited

  5. controlled function added: (735)SMF16 Compliance Oversight

  6. controlled function added: (734)SMF22 Other Local Responsibility

  7. controlled function added: (733)SMF24 Chief Operations

  8. controlled function added: (732)SMF5 Head of Internal Audit

  9. controlled function added: (731)SMF4 Chief Risk

  10. controlled function added: (730)SMF24 Chief Operations

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