MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Takehisa Daimon

    IRN TXD70592

    • (631)[FCA CF] Client dealing (26 Dec 2017 to 21 Mar 2020)
  • Takehisa Iwata

    IRN TXI01066

    • (215)CF15 Internal Audit (2 Jul 2004 to 9 Mar 2007)
  • Takeru Kawabata

    IRN TXK00117

    • (1108)[FCA CF] Material risk taker (6 Jul 2021 to 5 May 2023)
    • (1107)[PRA CF] Significant risk taker or Material risk taker (6 Jul 2021 to 5 May 2023)
  • Takeshi Nakanishi

    IRN TXN00095

    • (816)[FCA CF] Material risk taker (15 Jun 2023 to 4 Apr 2025)
    • (815)[PRA CF] Significant risk taker or Material risk taker (15 Jun 2023 to 4 Apr 2025)
    • (817)[FCA CF] Manager of certification employee (15 Jun 2023 to 4 Apr 2025)
  • Takeshi Yoshizumi

    IRN TXY00020

    • (1298)[FCA CF] Manager of certification employee (28 May 2023 to 14 Jun 2024)
    • (1297)[FCA CF] Material risk taker (22 Nov 2021 to 4 Jul 2023)
    • (1296)[PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 4 Jul 2023)
  • Takeyuki Hamasu

    IRN TXH01512

    • (363)CF30 Customer (11 Oct 2011 to 8 Nov 2014)
  • Takeyuki Sakamoto

    IRN TXS03690

    • (1118)[PRA CF] Significant risk taker or Material risk taker (22 Jun 2021 to 7 Apr 2023)
    • (1119)[FCA CF] Client dealing (22 Jun 2021 to 7 Apr 2023)
    • (1120)[FCA CF] Material risk taker (22 Jun 2021 to 7 Apr 2023)
  • Takuya Oishi

    IRN TXO01272

    • (512)CF30 Customer (9 Feb 2015 to 6 Mar 2016)
  • Takuya Yorita

    IRN TXY01048

    • (275)CF21 Investment Adviser (8 Oct 2004 to 31 Jan 2006)
  • Tamerlan Tajaddinov

    IRN TXT00009

    • (840)[FCA CF] Client dealing (7 Aug 2023 to 28 Mar 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Mitsubishi Bank Ltd

  2. trading name added: The Bank of Tokyo-Mitsubishi Ltd

  3. trading name added: The Bank of Tokyo-Mitsubishi Limited

  4. trading name added: The Bank of Tokyo Mitsubishi UFJ Limited

  5. controlled function added: (735)SMF16 Compliance Oversight

  6. controlled function added: (734)SMF22 Other Local Responsibility

  7. controlled function added: (733)SMF24 Chief Operations

  8. controlled function added: (732)SMF5 Head of Internal Audit

  9. controlled function added: (731)SMF4 Chief Risk

  10. controlled function added: (730)SMF24 Chief Operations

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