MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yoshiaki Sasamura

    IRN YXS00046

    • (1204)[FCA CF] Manager of certification employee (28 May 2023 to 15 Sep 2025)
    • (1203)[FCA CF] Material risk taker (11 Jun 2021 to 15 Sep 2025)
    • (1202)[FCA CF] Client dealing (11 Jun 2021 to 15 Sep 2025)
    • (1201)[PRA CF] Significant risk taker or Material risk taker (11 Jun 2021 to 15 Sep 2025)
  • Yoshiaki Senda

    IRN YXS87436

    • (907)[FCA CF] Client dealing (15 Mar 2021 to 11 Nov 2022)
  • Yoshihiro Hosonuma

    IRN YXH01026

    • (453)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2002)
    • (454)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Oct 2002)
  • Yoshikazu Suzuki

    IRN YXS00042

    • (894)[FCA CF] Manager of certification employee (28 May 2023 to 8 Jan 2026)
    • (893)[FCA CF] Client dealing (12 May 2021 to 8 Jan 2026)
  • Yoshiki Nakanishi

    IRN YXN01015

    • (47)CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2006)
  • Yoshiki Ueda

    IRN YXU01013

    • (323)CF21 Investment Adviser (1 Jan 2006 to 27 Oct 2006)
  • Yoshimichi Iwata

    IRN YXI01051

    • (181)CF30 Customer (28 Aug 2008 to 24 Oct 2009)
  • Yoshinao Shinohara

    IRN YXS01214

    • (206)CF29 Significant management (28 May 2013 to 20 Jun 2015)
  • Yoshino Cobb

    IRN YXC00072

    • (265)[FCA CF] Material risk taker (since 19 Jul 2023)
    • (264)[PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2023)
  • Yoshinobu Onishi

    IRN YXO01037

    • (481)CF8 Apportionment and Oversight (5 Jan 2006 to 15 Jun 2007)
    • (482)CF3 Chief Executive (5 Jan 2006 to 15 Jun 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (679)[FCA CF] Client dealing

  2. controlled function added: (678)[FCA CF] Algorithmic trading

  3. controlled function added: (677)[FCA CF] Manager of certification employee

  4. controlled function added: (676)[FCA CF] Client dealing

  5. controlled function added: (675)[FCA CF] Client dealing

  6. controlled function added: (674)[FCA CF] Client dealing

  7. controlled function added: (673)[FCA CF] Client dealing

  8. controlled function added: (672)[FCA CF] Manager of certification employee

  9. controlled function added: (671)[FCA CF] Material risk taker

  10. controlled function added: (670)[FCA CF] Client dealing

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