MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yosuke Iwamoto

    IRN YXI01031

    • (92)CF21 Investment Adviser (5 Aug 2002 to 20 Apr 2007)
  • Yosuke Takahashi

    IRN YXT01029

    • (242)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
  • Yuet Chiu Michael Yeung

    IRN YXY00059

    • (285)[PRA CF] Significant risk taker or Material risk taker (since 21 Nov 2023)
    • (286)[FCA CF] Material risk taker (since 21 Nov 2023)
  • Yuichi Shono

    IRN YXS01048

    • (43)CF16 Significant Mgt (Desgntd Investment Business) (23 Jul 2003 to 10 Jun 2005)
  • Yuichiro Arai

    IRN YXA01089

    • (258)CF30 Customer (1 Nov 2007 to 7 Jan 2010)
    • (259)CF21 Investment Adviser (18 Apr 2007 to 31 Oct 2007)
  • Yuichiro Nakajima

    IRN YXN00035

    • (245)[PRA CF] Significant risk taker or Material risk taker (since 16 Aug 2024)
    • (246)[FCA CF] Material risk taker (since 16 Aug 2024)
    • (247)[FCA CF] Manager of certification employee (since 16 Aug 2024)
  • Yuichiro Noro

    IRN YXN70625

    • (269)[FCA CF] Material risk taker (since 15 Jun 2023)
    • (268)[PRA CF] Significant risk taker or Material risk taker (since 15 Jun 2023)
    • (591)[FCA CF] Client dealing (7 Mar 2016 to 21 May 2020)
  • Yuji Fujisaku

    IRN YXF01057

    • (17)CF30 Customer (24 Jun 2015 to 6 Mar 2016)
  • Yuji Nagasaka

    IRN YXH01040

    • (80)CF26 Customer Trading (1 Dec 2001 to 17 Apr 2004)
  • Yuji Nakajima

    IRN YXN00037

    • (788)[PRA CF] Significant risk taker or Material risk taker (2 Oct 2024 to 3 Apr 2026)
    • (789)[FCA CF] Material risk taker (2 Oct 2024 to 3 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (699)[FCA CF] Client dealing

  2. controlled function added: (698)[PRA CF] Significant risk taker or Material risk taker

  3. controlled function added: (697)[FCA CF] Manager of certification employee

  4. controlled function added: (696)[FCA CF] Material risk taker

  5. controlled function added: (695)[FCA CF] Client dealing

  6. controlled function added: (694)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (693)[FCA CF] Manager of certification employee

  8. controlled function added: (692)[FCA CF] Material risk taker

  9. controlled function added: (691)[FCA CF] Client dealing

  10. controlled function added: (690)[PRA CF] Significant risk taker or Material risk taker

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