MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yasufumi Takahashi

    IRN TXY01105

    • (544)CF30 Customer (12 Jun 2014 to 6 Mar 2016)
  • Yasuhiko Shiratsuyu

    IRN YXS87248

    • (564)[FCA CF] Client dealing (7 Mar 2016 to 28 Mar 2020)
  • Yasuhiro Fujita

    IRN YXF70600

    • (629)[FCA CF] Client dealing (14 Aug 2019 to 17 Jan 2022)
  • Yasuhiro Nishii

    IRN NXY01028

    • (119)CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • (120)CF26 Customer Trading (1 Jan 2006 to 31 Oct 2007)
  • Yasuhiro Okada

    IRN YXO00029

    • (849)[FCA CF] Manager of certification employee (5 Dec 2023 to 16 May 2025)
    • (847)[PRA CF] Significant risk taker or Material risk taker (10 Aug 2023 to 16 May 2025)
    • (848)[FCA CF] Material risk taker (10 Aug 2023 to 16 May 2025)
  • Yasumitsu Irie

    IRN YXI87219

    • (1221)[FCA CF] Material risk taker (31 Dec 2016 to 1 Jan 2017)
    • (1220)[PRA CF] Significant risk taker or Material risk taker (31 Dec 2016 to 1 Jan 2017)
  • Yasuo Aida

    IRN YXA01130

    • (227)CF29 Significant management (24 Mar 2010 to 12 Jun 2013)
  • Yasuo Hasegawa

    IRN YXH01150

    • (502)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1228)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Mar 2016)
    • (1229)[FCA CF] Material risk taker (7 Mar 2016 to 8 Mar 2016)
    • (1227)CF30 Customer (10 Feb 2014 to 6 Mar 2016)
  • Yasuo Iwamura

    IRN YXI00019

    • (235)[PRA CF] Significant risk taker or Material risk taker (since 14 Oct 2024)
    • (236)[FCA CF] Material risk taker (since 14 Oct 2024)
  • Yasuro Osumi

    IRN YXO01012

    • (34)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (709)[FCA CF] Manager of certification employee

  2. controlled function added: (708)[FCA CF] Material risk taker

  3. controlled function added: (707)[FCA CF] Client dealing

  4. controlled function added: (706)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (705)[FCA CF] Manager of certification employee

  6. controlled function added: (704)[FCA CF] Material risk taker

  7. controlled function added: (703)[FCA CF] Client dealing

  8. controlled function added: (702)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (701)[FCA CF] Manager of certification employee

  10. controlled function added: (700)[FCA CF] Material risk taker

Show more