MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toshiyuki Miyawaki

    IRN TXM01411

    • (218)CF17 Significant Mgt (Other Business Operations) (1 Jan 2006 to 2 Aug 2007)
  • Toshiyuki Okuyama

    IRN TXO01059

    • (289)CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
  • Tosuke Kawai

    IRN TXK00045

    • (944)[FCA CF] Client dealing (27 Nov 2020 to 10 Oct 2025)
  • Toyoki Yamauchi

    IRN TXY01022

    • (405)CF8 Apportionment and Oversight (1 Dec 2001 to 19 Feb 2004)
    • (404)CF13 Finance (1 Dec 2001 to 19 Feb 2004)
  • Tracy Ann Bonner

    IRN TXB01097

    • (279)CF30 Customer (1 Nov 2007 to 22 Oct 2014)
    • (280)CF21 Investment Adviser (5 Sep 2002 to 13 Sep 2004)
  • Tracy Cavanaugh

    IRN TXC01105

    • (60)CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2005)
  • Trevor Neilson

    IRN TXN01240

    • (469)[FCA CF] Manager of certification employee (since 28 May 2023)
    • (466)[PRA CF] Significant risk taker or Material risk taker (since 24 Jun 2019)
    • (468)[FCA CF] Material risk taker (since 24 Jun 2019)
    • (467)[FCA CF] Client dealing (since 24 Jun 2019)
  • Tristan Steen

    IRN TXS01629

    • (64)CF30 Customer (5 May 2011 to 6 Mar 2016)
  • Trusha Pillay

    IRN TXP87272

    • (1037)[PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 2 May 2020)
    • (1039)[FCA CF] Material risk taker (1 May 2018 to 2 May 2020)
    • (1038)[FCA CF] Client dealing (3 Jul 2017 to 2 May 2020)
  • Tsuneo Sekine

    IRN TXS01302

    • (197)CF23 Corporate Finance Adviser (1 Jun 2004 to 1 Dec 2006)
    • (198)CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2004 to 1 Dec 2006)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (709)[FCA CF] Manager of certification employee

  2. controlled function added: (708)[FCA CF] Material risk taker

  3. controlled function added: (707)[FCA CF] Client dealing

  4. controlled function added: (706)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (705)[FCA CF] Manager of certification employee

  6. controlled function added: (704)[FCA CF] Material risk taker

  7. controlled function added: (703)[FCA CF] Client dealing

  8. controlled function added: (702)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (701)[FCA CF] Manager of certification employee

  10. controlled function added: (700)[FCA CF] Material risk taker

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