MUFG BANK, LTD

FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Toshiyuki Miyawaki
IRN TXM01411
- (218)CF17 Significant Mgt (Other Business Operations) (1 Jan 2006 to 2 Aug 2007)
Toshiyuki Okuyama
IRN TXO01059
- (289)CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
Tosuke Kawai
IRN TXK00045
- (944)[FCA CF] Client dealing (27 Nov 2020 to 10 Oct 2025)
Toyoki Yamauchi
IRN TXY01022
- (404)CF13 Finance (1 Dec 2001 to 19 Feb 2004)
- (405)CF8 Apportionment and Oversight (1 Dec 2001 to 19 Feb 2004)
Tracy Ann Bonner
IRN TXB01097
- (279)CF30 Customer (1 Nov 2007 to 22 Oct 2014)
- (280)CF21 Investment Adviser (5 Sep 2002 to 13 Sep 2004)
Tracy Cavanaugh
IRN TXC01105
- (60)CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2005)
Trevor Neilson
IRN TXN01240
- (469)[FCA CF] Manager of certification employee (since 28 May 2023)
- (468)[FCA CF] Material risk taker (since 24 Jun 2019)
- (466)[PRA CF] Significant risk taker or Material risk taker (since 24 Jun 2019)
- (467)[FCA CF] Client dealing (since 24 Jun 2019)
Tristan Steen
IRN TXS01629
- (64)CF30 Customer (5 May 2011 to 6 Mar 2016)
Trusha Pillay
IRN TXP87272
- (1039)[FCA CF] Material risk taker (1 May 2018 to 2 May 2020)
- (1037)[PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 2 May 2020)
- (1038)[FCA CF] Client dealing (3 Jul 2017 to 2 May 2020)
Tsuneo Sekine
IRN TXS01302
- (198)CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2004 to 1 Dec 2006)
- (197)CF23 Corporate Finance Adviser (1 Jun 2004 to 1 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (409)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (408)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (407)[FCA CF] Material risk taker
3 days ago
controlled function added: (406)[FCA CF] Client dealing
3 days ago
controlled function added: (405)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (404)[FCA CF] Client dealing
3 days ago
controlled function added: (403)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (402)[FCA CF] Material risk taker
3 days ago
controlled function added: (401)[FCA CF] Client dealing
3 days ago
controlled function added: (400)[PRA CF] Significant risk taker or Material risk taker

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.