MUFG BANK, LTD

FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Yuki Inanaga
IRN YXI01034
- (223)CF21 Investment Adviser (22 Apr 2003 to 23 May 2003)
Yuki Mitani
IRN YXM01171
- (483)CF30 Customer (14 Mar 2013 to 18 Oct 2014)
Yuko Iijima
IRN YXI01066
- (667)[FCA CF] Manager of certification employee (since 6 Oct 2025)
- (666)[FCA CF] Client dealing (since 7 Mar 2016)
- (1200)CF30 Customer (30 Mar 2012 to 6 Mar 2016)
Yulia Fedoryuk
IRN YXF00014
- (2)[PRA CF] Significant risk taker or Material risk taker (since 4 May 2022)
- (3)[FCA CF] Material risk taker (since 4 May 2022)
Yumi Yokoyama
IRN YXY70653
- (680)[PRA CF] Significant risk taker or Material risk taker (13 Oct 2022 to 17 Apr 2023)
- (682)[FCA CF] Material risk taker (13 Oct 2022 to 17 Apr 2023)
- (681)[FCA CF] Client dealing (7 Mar 2016 to 17 Apr 2023)
Yuriko Yanada
IRN YXY00040
- (881)[FCA CF] Client dealing (19 Jul 2022 to 9 May 2025)
Yushi Ito
IRN YXI01052
- (125)CF30 Customer (12 May 2009 to 13 Apr 2012)
Yusuke Sakishima
IRN YXS00015
- (932)[FCA CF] Material risk taker (10 Dec 2020 to 28 Feb 2023)
- (931)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2020 to 28 Feb 2023)
Yusuke Takakuwa
IRN YXT70670
- (1397)[FCA CF] Client dealing (4 Apr 2018 to 22 Feb 2020)
Yusuke Ushimaru
IRN YXU01020
- (22)CF30 Customer (7 May 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (449)[FCA CF] Significant management
3 days ago
controlled function added: (448)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (447)[FCA CF] Material risk taker
3 days ago
controlled function added: (446)[FCA CF] Client dealing
3 days ago
controlled function added: (445)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (444)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (443)[FCA CF] Client dealing
3 days ago
controlled function added: (442)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (441)[FCA CF] Material risk taker
3 days ago
controlled function added: (440)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.