MUFG BANK, LTD

FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Unit
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Yasufumi Takahashi
IRN TXY01105
- (544)CF30 Customer (12 Jun 2014 to 6 Mar 2016)
Yasuhiko Shiratsuyu
IRN YXS87248
- (564)[FCA CF] Client dealing (7 Mar 2016 to 28 Mar 2020)
Yasuhiro Fujita
IRN YXF70600
- (629)[FCA CF] Client dealing (14 Aug 2019 to 17 Jan 2022)
Yasuhiro Nishii
IRN NXY01028
- (119)CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- (120)CF26 Customer Trading (1 Jan 2006 to 31 Oct 2007)
Yasuhiro Okada
IRN YXO00029
- (849)[FCA CF] Manager of certification employee (5 Dec 2023 to 16 May 2025)
- (847)[PRA CF] Significant risk taker or Material risk taker (10 Aug 2023 to 16 May 2025)
- (848)[FCA CF] Material risk taker (10 Aug 2023 to 16 May 2025)
Yasumitsu Irie
IRN YXI87219
- (1221)[FCA CF] Material risk taker (31 Dec 2016 to 1 Jan 2017)
- (1220)[PRA CF] Significant risk taker or Material risk taker (31 Dec 2016 to 1 Jan 2017)
Yasuo Aida
IRN YXA01130
- (227)CF29 Significant management (24 Mar 2010 to 12 Jun 2013)
Yasuo Hasegawa
IRN YXH01150
- (502)[FCA CF] Client dealing (since 7 Mar 2016)
- (1229)[FCA CF] Material risk taker (7 Mar 2016 to 8 Mar 2016)
- (1228)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Mar 2016)
- (1227)CF30 Customer (10 Feb 2014 to 6 Mar 2016)
Yasuo Iwamura
IRN YXI00019
- (235)[PRA CF] Significant risk taker or Material risk taker (since 14 Oct 2024)
- (236)[FCA CF] Material risk taker (since 14 Oct 2024)
Yasuro Osumi
IRN YXO01012
- (34)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (449)[FCA CF] Significant management
3 days ago
controlled function added: (448)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (447)[FCA CF] Material risk taker
3 days ago
controlled function added: (446)[FCA CF] Client dealing
3 days ago
controlled function added: (445)[PRA CF] Significant risk taker or Material risk taker
3 days ago
controlled function added: (444)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (443)[FCA CF] Client dealing
3 days ago
controlled function added: (442)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (441)[FCA CF] Material risk taker
3 days ago
controlled function added: (440)[FCA CF] Client dealing

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.