MUFG BANK, LTD

Date authorised
15 December 1988
Companies House
FC004549
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000
    Web
    https://www.mufgemea.com

  • Complaints Contact

    Ropemaker Place, 25 Ropemaker Street
    London
    EC2Y 9AN
    UNITED KINGDOM
    Phone
    +4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tomoko Shoji

    IRN TXS01267

    • (106)CF26 Customer Trading (2 Jan 2003 to 27 Apr 2004)
  • Tomomitsu Todoroki

    IRN TXT87253

    • (558)[PRA CF] Significant risk taker or Material risk taker (12 May 2018 to 4 Sep 2020)
    • (560)[FCA CF] Material risk taker (12 May 2018 to 4 Sep 2020)
    • (559)[FCA CF] Client dealing (12 May 2018 to 4 Sep 2020)
  • Tony Syson

    IRN TXS87275

    • (1456)SMF2 Chief Finance (6 Sep 2022 to 15 Dec 2025)
    • (1457)[PRA CF] Significant risk taker or Material risk taker (11 Sep 2018 to 27 May 2024)
    • (1458)[FCA CF] Material risk taker (11 Sep 2018 to 27 May 2024)
  • Toshihiko Shoyama

    IRN TXS01394

    • (292)CF29 Significant management (1 Nov 2007 to 14 Feb 2008)
    • (293)CF20 Significant Mgt (Settlements) (27 Mar 2006 to 21 Jun 2006)
    • (294)CF17 Significant Mgt (Other Business Operations) (27 Mar 2006 to 31 Oct 2007)
  • Toshikazu Washimi

    IRN TXW01191

    • (233)CF17 Significant Mgt (Other Business Operations) (16 Jul 2003 to 4 Mar 2006)
    • (232)CF20 Significant Mgt (Settlements) (16 Jul 2003 to 4 Mar 2006)
  • Toshiki Nakai

    IRN TXN01047

    • (171)CF26 Customer Trading (1 Dec 2001 to 8 Feb 2002)
  • Toshiki Taguchi

    IRN TXT70636

    • (702)[FCA CF] Client dealing (7 Mar 2016 to 7 May 2021)
  • Toshio Takuhara

    IRN TXT01289

    • (1335)[FCA CF] Material risk taker (1 Jun 2019 to 29 May 2021)
    • (1333)[PRA CF] Significant risk taker or Material risk taker (1 Jun 2019 to 29 May 2021)
    • (1334)[FCA CF] Client dealing (1 Jun 2019 to 29 May 2021)
    • (1332)CF30 Customer (2 Jul 2010 to 26 Mar 2014)
  • Toshitaka Aminaka

    IRN TXA01059

    • (414)CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Jul 2004)
  • Toshiya Kominami

    IRN TXK01090

    • (423)CF21 Investment Adviser (1 Dec 2001 to 26 May 2003)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (719)[FCA CF] Material risk taker

  2. controlled function added: (718)[PRA CF] Significant risk taker or Material risk taker

  3. controlled function added: (717)[FCA CF] Manager of certification employee

  4. controlled function added: (716)[FCA CF] Client dealing

  5. controlled function added: (715)[FCA CF] Client dealing

  6. controlled function added: (714)[FCA CF] Client dealing

  7. controlled function added: (713)[FCA CF] Client dealing

  8. controlled function added: (712)[FCA CF] Manager of certification employee

  9. controlled function added: (711)[FCA CF] Client dealing

  10. controlled function added: (710)[FCA CF] Client dealing

Show more