MUFG BANK, LTD

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FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Tom Sebastian John Cannon
IRN TXC00501
- (136)[FCA CF] Client dealing (since 7 Jul 2025)
Tom Vickers
IRN TXV00104
- (57)[FCA CF] Material risk taker (since 6 Feb 2026)
- (56)[PRA CF] Significant risk taker or Material risk taker (since 6 Feb 2026)
Tomas Alexander Tveit
IRN TAT01025
- (694)[PRA CF] Significant risk taker or Material risk taker (28 Sep 2020 to 17 Apr 2023)
- (696)[FCA CF] Material risk taker (28 Sep 2020 to 17 Apr 2023)
- (695)[FCA CF] Client dealing (9 Jan 2017 to 17 Apr 2023)
Tomasz Ciesielski
IRN TXC01306
- (146)CF30 Customer (1 Nov 2007 to 9 Feb 2011)
- (147)CF23 Corporate Finance Adviser (26 Oct 2007 to 31 Oct 2007)
Tommaso Da Pozzo
IRN TXD70596
- (683)[FCA CF] Manager of certification employee (since 2 Feb 2024)
- (682)[FCA CF] Client dealing (since 10 Jul 2017)
Tomohiko Nagaya
IRN TXN01100
- (260)CF30 Customer (1 Nov 2007 to 16 Jul 2010)
- (262)CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
- (261)CF26 Customer Trading (4 Mar 2004 to 31 Oct 2007)
Tomohiro Sakai
IRN TXS01349
- (135)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
- (136)CF26 Customer Trading (1 Jan 2006 to 31 Oct 2007)
Tomokazu Tanigawa
IRN TXT01215
- (55)CF30 Customer (1 Nov 2007 to 27 Nov 2009)
- (56)CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
Tomoki Kumada
IRN TXK00222
- (806)[PRA CF] Significant risk taker or Material risk taker (15 Jun 2023 to 11 Apr 2025)
- (807)[FCA CF] Material risk taker (15 Jun 2023 to 11 Apr 2025)
Tomoki Ohashi
IRN TXO01116
- (87)CF21 Investment Adviser (5 Jun 2007 to 27 Oct 2007)
- (86)CF26 Customer Trading (27 Apr 2004 to 27 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (729)SMF22 Other Local Responsibility
7 hours ago
controlled function added: (728)SMF17 Money Laundering Reporting Officer (MLRO)
7 hours ago
controlled function added: (727)SMF24 Chief Operations
7 hours ago
controlled function added: (726)SMF19 Head of Overseas Branch/Head of Overseas
7 hours ago
controlled function added: (725)SMF2 Chief Finance
7 hours ago
controlled function added: (724)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (723)[FCA CF] Material risk taker
7 hours ago
controlled function added: (722)[FCA CF] Client dealing
7 hours ago
controlled function added: (721)[PRA CF] Significant risk taker or Material risk taker
7 hours ago
controlled function added: (720)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.