MUFG BANK, LTD

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FRN: 139189
Date authorised: 15 December 1988
Companies House: FC004549
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

Web

https://www.mufgemea.com
Complaints Contact

Ropemaker Place, 25 Ropemaker Street

London

EC2Y 9AN

UNITED KINGDOM

Phone

+4402075771000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Takehisa Daimon
IRN TXD70592
- (631)[FCA CF] Client dealing (26 Dec 2017 to 21 Mar 2020)
Takehisa Iwata
IRN TXI01066
- (215)CF15 Internal Audit (2 Jul 2004 to 9 Mar 2007)
Takeru Kawabata
IRN TXK00117
- (1108)[FCA CF] Material risk taker (6 Jul 2021 to 5 May 2023)
- (1107)[PRA CF] Significant risk taker or Material risk taker (6 Jul 2021 to 5 May 2023)
Takeshi Nakanishi
IRN TXN00095
- (816)[FCA CF] Material risk taker (15 Jun 2023 to 4 Apr 2025)
- (815)[PRA CF] Significant risk taker or Material risk taker (15 Jun 2023 to 4 Apr 2025)
- (817)[FCA CF] Manager of certification employee (15 Jun 2023 to 4 Apr 2025)
Takeshi Yoshizumi
IRN TXY00020
- (1298)[FCA CF] Manager of certification employee (28 May 2023 to 14 Jun 2024)
- (1297)[FCA CF] Material risk taker (22 Nov 2021 to 4 Jul 2023)
- (1296)[PRA CF] Significant risk taker or Material risk taker (22 Nov 2021 to 4 Jul 2023)
Takeyuki Hamasu
IRN TXH01512
- (363)CF30 Customer (11 Oct 2011 to 8 Nov 2014)
Takeyuki Sakamoto
IRN TXS03690
- (1118)[PRA CF] Significant risk taker or Material risk taker (22 Jun 2021 to 7 Apr 2023)
- (1119)[FCA CF] Client dealing (22 Jun 2021 to 7 Apr 2023)
- (1120)[FCA CF] Material risk taker (22 Jun 2021 to 7 Apr 2023)
Takuya Oishi
IRN TXO01272
- (512)CF30 Customer (9 Feb 2015 to 6 Mar 2016)
Takuya Yorita
IRN TXY01048
- (275)CF21 Investment Adviser (8 Oct 2004 to 31 Jan 2006)
Tamerlan Tajaddinov
IRN TXT00009
- (840)[FCA CF] Client dealing (7 Aug 2023 to 28 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (649)[FCA CF] Manager of certification employee
12 hours ago
controlled function added: (648)[FCA CF] Material risk taker
12 hours ago
controlled function added: (647)[FCA CF] Client dealing
12 hours ago
controlled function added: (646)[PRA CF] Significant risk taker or Material risk taker
12 hours ago
controlled function added: (645)[FCA CF] Client dealing
12 hours ago
controlled function added: (644)[FCA CF] Client dealing
12 hours ago
controlled function added: (643)[FCA CF] Client dealing
12 hours ago
controlled function added: (642)[FCA CF] Client dealing
12 hours ago
controlled function added: (641)[FCA CF] Client dealing
12 hours ago
controlled function added: (640)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.