Mudita Advisors LLP

Date authorised
1 July 2021
Companies House
OC428184
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 St. James's Square
    6th Floor
    London
    Westminster
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442038487530
    Web
    https://muditaadvisors.com

  • Complaints Contact

    8 St. James's Square
    6th Floor
    London
    Westminster
    SW1Y 4JU
    UNITED KINGDOM
    Phone
    +442038487530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deborah Susan Tanner

    IRN DST01021

    • SMF16 Compliance Oversight (6 Nov 2021 to 31 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Nov 2021 to 31 Dec 2022)
  • John Grahme Deasy

    IRN JXD00467

    • [FCA CF] Client dealing (13 Aug 2021 to 6 Jul 2022)
  • Kevin Andrew Royston Mandy

    IRN KAM01186

    • SMF16 Compliance Oversight (since 12 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2023)
  • Patrick Lai

    IRN PXL00155

    • SMF16 Compliance Oversight (1 Jul 2021 to 8 Nov 2021)
  • Peter James Scott

    IRN PJS01381

    • SMF27 Partner (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2021 to 8 Nov 2021)
  • Thomas Luke Rimington Hardy

    IRN TLH01032

    • [FCA CF] Client dealing (since 1 Jul 2021)
    • SMF1 Chief Executive (since 1 Jul 2021)
    • SMF27 Partner (since 1 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.