MR K N SMITH

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53A FIRS ROAD
    WEST MERSEA
    COLCHESTER
    ESSEX
    CO5 8JP
    UNITED KINGDOM
    Phone
    +4401206384459

  • Complaints Contact

    53A FIRS ROAD
    WEST MERSEA
    COLCHESTER
    ESSEX
    CO5 8JP
    UNITED KINGDOM
    Phone
    +441206384459

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • KIM SMITH

    IRN KXS01402

    • [FCA CF] Client dealing (since 7 Apr 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.