Date authorised
1 April 2013
Companies House
04936320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11th Floor
    The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401513567451
  • Complaints Contact

    11th Floor
    The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401513567451

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Bloor

    IRN AXB01978

    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Feb 2020)
    • Responsible for Insurance Mediation (15 May 2014 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • John Matthew Reynolds

    IRN JMR01227

    • SMF3 Executive Director (since 19 May 2020)
    • Responsible for Insurance Distribution (since 19 May 2020)
  • Malcolm Roy Bloor

    IRN MRB01179

    • CF1 Director (14 Jan 2005 to 16 Oct 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Oct 2013)
  • Nigel Draco

    IRN NXD01468

    • SMF3 Executive Director (since 19 May 2020)
  • Oliver Joel Griffiths

    IRN OXG00095

    • SMF3 Executive Director (since 1 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.