Date authorised
1 February 2017
Companies House
10109424
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    60 Portman Road
    Reading
    Berkshire
    RG30 1EA
    UNITED KINGDOM
    Phone
    +448001310001
  • Complaints Contact

    60 Portman Road
    Reading
    RG30 1EA
    UNITED KINGDOM
    Phone
    +448001310001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking of consumer hire agreements or consumer hire-purchase agreements and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Kelly

    IRN AXK00264

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David Bartle Gerrans

    IRN DBG01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Sep 2017 to 8 Dec 2019)
  • Duncan David McClure Fisher

    IRN DDM01021

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Mar 2026)
    • CF10 Compliance Oversight (6 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • Duncan Giffin

    IRN DXG00237

    • SMF16 Compliance Oversight (since 6 Sep 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jim Murray Jones

    IRN JXM00672

    • [FCA CF] Significant management (since 8 Sep 2020)
  • John Highfield

    IRN JXH03289

    • SMF3 Executive Director (since 1 Nov 2025)
  • Matthew Robert Tumbridge

    IRN MXT00217

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
  • Rory Buckley

    IRN RXB00408

    • SMF3 Executive Director (since 20 Feb 2026)
    • Responsible for Insurance Distribution (since 20 Feb 2026)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • William Kenneth Duffy

    IRN WKD01005

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (15 Sep 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.