Date authorised
17 April 2019
Companies House
11556144
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030
  • Complaints Contact

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johannes Bothma

    IRN JXB54675

    • SMF1 Chief Executive (since 16 Feb 2026)
    • SMF3 Executive Director (since 16 Feb 2026)
    • Responsible for Insurance Distribution (since 16 Feb 2026)
    • [FCA CF] Significant management (since 8 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • John Carter

    IRN JLC01141

    • [FCA CF] Significant management (8 Jun 2021 to 6 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • John Hitchins

    IRN JCH01244

    • SMF11 Chair of the Audit Committee (25 Feb 2020 to 28 May 2025)
  • John Tamplin

    IRN JXT54674

    • [FCA CF] Significant management (8 Jun 2021 to 31 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • John Wood

    IRN JXW02584

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jun 2022)
  • Jon Cooper

    IRN JCC01173

    • [FCA CF] Significant management (8 Jun 2021 to 9 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • Jonathan Flagg

    IRN JXF54636

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2021)
  • Jonathan Lagan

    IRN JXL00172

    • [FCA CF] Material risk taker (8 Dec 2020 to 31 Aug 2022)
  • Jonathan Slater

    IRN JXS00290

    • [FCA CF] Significant management (since 7 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Dec 2022)
  • Karl Werner

    IRN KDW01043

    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.