Date authorised
17 April 2019
Companies House
11556144
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030
  • Complaints Contact

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Briggs

    IRN DJB01620

    • [FCA CF] Significant management (8 Jun 2021 to 7 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • David De Niese

    IRN DXD00318

    • [FCA CF] Significant management (since 5 Dec 2022)
  • David Jonathan Hughes

    IRN DJH01334

    • [FCA CF] Significant management (since 1 Jan 2024)
  • David Phillip Monks

    IRN DPM01107

    • SMF1 Chief Executive (20 Feb 2020 to 7 May 2021)
    • CF1 Director (17 Apr 2019 to 20 Feb 2020)
  • David Sawer

    IRN DXS01051

    • [FCA CF] Significant management (since 1 Apr 2026)
  • David Sheldon

    IRN DXS54650

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)
  • Debbie McKay

    IRN DXM00823

    • [FCA CF] Significant management (since 1 Feb 2022)
  • Denise Ho

    IRN DXH00694

    • [FCA CF] Significant management (27 Mar 2023 to 26 Mar 2024)
  • Desmond Edward Crowley

    IRN DEC01064

    • SMF14 Senior Independent Director (since 23 Jun 2021)
  • Dominic McGuinness

    IRN DXM02185

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2020 to 30 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.