Date authorised
17 April 2019
Companies House
11556144
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030
  • Complaints Contact

    Two Central Square
    Central Square
    Cardiff
    South Glamorgan
    CF10 1FS
    UNITED KINGDOM
    Phone
    +443332000030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Andrew Jones

    IRN RAJ01107

    • SMF1 Chief Executive (27 Sep 2023 to 28 Feb 2025)
  • Richard John Appleby

    IRN RJA01098

    • SMF16 Compliance Oversight (since 1 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
  • Richard Lee Banks

    IRN RLB01051

    • SMF10 Chair of the Risk Committee (21 Dec 2020 to 5 Jan 2026)
  • Richard Mansell

    IRN RXM00217

    • [FCA CF] Material risk taker (19 Oct 2020 to 1 Mar 2021)
  • Rob Birley

    IRN RMB00078

    • [FCA CF] Significant management (15 Jun 2023 to 9 Sep 2024)
  • Robert James Divall

    IRN RJD01235

    • SMF3 Executive Director (25 Feb 2020 to 18 Oct 2021)
  • Roopa Rangaswami

    IRN RXR00220

    • [FCA CF] Significant management (20 Jul 2021 to 1 Jun 2022)
  • Rosemary Carol Murray

    IRN RCM01099

    • SMF12 Chair of the Remuneration Committee (since 6 Dec 2022)
  • Ross Dalzell

    IRN RXD78456

    • SMF3 Executive Director (2 Oct 2022 to 2 Jul 2024)
  • Ross McFarlane

    IRN RXM54661

    • [FCA CF] Significant management (8 Jun 2021 to 6 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

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