MOSTYN ESTATES LIMITED

Date authorised
1 April 2013
Companies House
00204638
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mostyn Estates Ltd
    Cwrt Mostyn
    2 Mostyn Street
    Llandudno
    Conwy
    LL30 2PS
    UNITED KINGDOM
    Phone
    +4401492876977
    Web
    https://www.mostynestates.co.uk

  • Complaints Contact

    Cwrt Mostyn
    2 Mostyn Street
    Llandudno
    Conwy
    LL30 2PS
    UNITED KINGDOM
    Phone
    +4401492704811

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Matthew Thomas

    IRN DRT01050

    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • James R K Price

    IRN JRP01137

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Michael Bird

    IRN MXB03857

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jul 2021)
    • CF11 Money Laundering Reporting (28 Jun 2016 to 8 Dec 2019)
  • Michael H Madden

    IRN MHM01042

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 12 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Dec 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Peter John Raglan Caldwell

    IRN PJC01251

    • CF29 Significant management (1 Nov 2007 to 26 Aug 2014)
    • CF28 Systems and controls (1 Nov 2007 to 26 Aug 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 26 Aug 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 26 Aug 2014)
  • Roger Lane-Smith

    IRN RXL01277

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Simon Nichol

    IRN SXN00154

    • Responsible for Insurance Distribution (since 22 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jul 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.