Moscrops Financial Planning (Bury) LLP

• Principal Place of Business

  2 Millett House

  Millett Street

  Bury

  Lancashire

  BL9 0JA

  UNITED KINGDOM

  Phone

  +4401617612534

  Web

  https://www.moscropsfp.co.uk

• Complaints Contact

  2 Millett House

  Millett Street

  Bury

  Lancashire

  BL9 0JA

  UNITED KINGDOM

  Phone

  +4401617612534

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Declan Daniel James Simpson

  IRN DDS00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
• John Rufus Veitch

  IRN JRV01030

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Neil Graham Naisbitt

  IRN NGN00001

  • CF30 Customer (1 Jul 2011 to 30 Jun 2016)
• Paul Alexander Bolton

  IRN PXB00721

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
  • [FCA CF] Client dealing (since 1 Dec 2024)
• Peter Squire Bolton

  IRN PSB00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
• Russell John Walker

  IRN RJW00004

  • CF4 Partner (1 Jul 2011 to 6 Dec 2016)
• Timothy David Chadwick

  IRN TDC00002

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Jul 2011 to 8 Dec 2019)

No changes recorded yet.