Date authorised
1 April 2013
Companies House
06522939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finance House
    5 Bath Road
    Maidenhead
    Berkshire
    SL6 4AQ
    UNITED KINGDOM
    Phone
    +4401628507477
  • Complaints Contact

    Finance House
    5 Bath Road
    Maidenhead
    Berkshire
    SL6 4AQ
    UNITED KINGDOM
    Phone
    +4401628507477

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Barrett

    IRN NXB00156

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Rachel Louise Woods

    IRN RXW00211

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jan 2022)
  • Rebecca Jean Turner

    IRN RXT00396

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
  • Sarah Fox

    IRN SXF00156

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2024)
  • Stephanie Karen Cart

    IRN SXC00714

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jan 2022)
  • Steve Staples

    IRN SXS00848

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
  • Timothy James Atkinson

    IRN TJA01042

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Apr 2012 to 8 Dec 2019)
  • Timothy John Victor Rainey

    IRN TJR00004

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
  • Tony Mark Brown

    IRN TMB00014

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • Tracy Jane Elizabeth Gordon

    IRN TJL00012

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (16 Apr 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 Apr 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Apr 2012 to 8 Dec 2019)
    • CF1 Director (16 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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