Date authorised
1 April 2013
Companies House
04705100
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Roddis House
    12 Old Christchurch Road
    Bournemouth
    Dorset
    BH1 1LG
    UNITED KINGDOM
    Phone
    +443451307446
  • Complaints Contact

    Floor 4 Roddis House
    12 Old Christchurch Road
    Bournemouth
    Dorset
    BH1 1LG
    UNITED KINGDOM
    Phone
    +443451307446

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Michael Arthur Daley

    IRN SXD00203

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Sandra Turner

    IRN SXT01753

    • CF2 Non Executive Director (22 Mar 2013 to 8 Dec 2019)
  • Sangaran Sritharan

    IRN SXS00336

    • Appointed representative dealing with clients for which they require qualification (9 Mar 2022 to 5 May 2022)
  • Sanjay Hiralal Patel

    IRN SHP01024

    • CF2 Non Executive Director (2 May 2013 to 14 Aug 2013)
  • Sanjna Dipesh Khimasia

    IRN SDK01039

    • CF1 Director (AR) (30 Apr 2007 to 8 Oct 2008)
  • Sarah Anne Laker

    IRN SAL01094

    • SMF1 Chief Executive (9 Dec 2019 to 5 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Feb 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 5 Feb 2024)
    • Responsible for Insurance Mediation (23 Sep 2011 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (19 May 2009 to 8 Dec 2019)
    • CF1 Director (19 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (19 May 2009 to 8 Dec 2019)
  • Sarah Jane Carter

    IRN SJC01335

    • CF2 Non Executive Director (AR) (31 Oct 2004 to 5 Jan 2005)
  • Sarojini Mariette Mansell

    IRN SMM01122

    • CF1 Director (AR) (31 Oct 2004 to 31 Jul 2010)
  • Seen Fung Man

    IRN SXM00407

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Oct 2022)
  • Shak Inayat

    IRN SXI01137

    • CF1 Director (AR) (27 Apr 2009 to 23 Jun 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.