Date authorised
1 May 2020
Companies House
NI637316
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 10
    Galgorm Court
    Fenaghy Road
    Galgorm
    Ballymena
    Northern Ireland
    BT42 1HW
    UNITED KINGDOM
    Phone
    +4402825646111
  • Complaints Contact

    Unit 10
    Galgorm Court
    Fenaghy Road
    Galgorm
    Ballymena
    Northern Ireland
    BT42 1HW
    UNITED KINGDOM
    Phone
    +4402825646111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaheen Mazhar

    IRN SXM02223

    • [FCA CF] Functions requiring qualifications (3 Sep 2024 to 17 Sep 2024)
  • Sio Lan Wong

    IRN SXW00494

    • CF1 Director (AR) (7 Jan 2022 to 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (29 Apr 2021 to 3 May 2024)
  • Steven James Wood

    IRN SXW00714

    • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 3 Oct 2025)
  • Suranjit Chakraborty

    IRN SXC01179

    • [FCA CF] Functions requiring qualifications (7 Jun 2024 to 9 Oct 2024)
  • Wen Austin

    IRN WXA00054

    • [FCA CF] Functions requiring qualifications (24 Aug 2021 to 7 Jun 2024)
  • William Cupples

    IRN WJC01108

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 26 Aug 2025)
    • CF1 Director (AR) (since 13 Dec 2024)
    • Responsible for Insurance Distribution (since 1 May 2020)
    • [FCA CF] Functions requiring qualifications (since 1 May 2020)
    • SMF3 Executive Director (since 1 May 2020)
    • Responsibility for MCD Intermediation (since 1 May 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.