Date authorised
1 April 2013
Companies House
03368205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020
  • Complaints Contact

    Capital House
    2 Pride Place
    Pride Park
    Derby
    Derbyshire
    DE24 8QR
    UNITED KINGDOM
    Phone
    +441332200020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Non-Investment Insurance)

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Paul Procter

    IRN DXP00473

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2022 to 24 Aug 2023)
  • David Paul Tarry

    IRN DPT01041

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 23 Sep 2022)
  • David Paul Ward-Smith

    IRN DXW00208

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • David Peat

    IRN DXP00145

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 7 Mar 2022)
  • David Peter Hassell

    IRN DXH00302

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2025)
  • David Peter Jolley

    IRN DXJ00104

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • David Peter Michael Doulton

    IRN DPD00014

    • CF1 Director (AR) (24 May 2017 to 6 Oct 2021)
  • David Philip Sanders

    IRN DXS00311

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 May 2025)
  • David Richard Treharne

    IRN DRT01049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • David Richardson

    IRN DXR00184

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.